Equity Derivatives Compliance Manager Leading International Investment Bank in Hong Kong

My client a leading international investment bank is looking to recruit an experienced compliance manager to advise and monitor all aspects of investment banking compliance with a particular focus on the equity derivatives business. BR
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The Compliance Manager will support and assist senior management in Hong Kong and the Asia-Pacific region to comply with all external regulations codes of conduct internal codespolicies and good market practice that affect the business in Asia-Pacific. The incumbent will be responsible for ensuring that compliance functions across Asia-Pacific operate so as to service management and business needs by setting an example as a commercially aware compliance resource and encouraging management to view compliance as such. The jobholder will ensure effective reporting to the head of compliance to keep him apprised of issues review findings potential rule breaches and regulatory action and liaise and work with regional and local compliance in providing comprehensive compliance advisory support. The Compliance Manager will need to be aware of the compliance related operational risk scenarios associated with the role and act in a manner that takes account of these considerations. BR
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The successful candidate will be a university graduate with at least 5 years experience in a compliance or regulatory function gained within a global investment bank. Applicants will need to demonstrate a solid knowledge and understanding of equity derivative products and related regulatory requires and a broader knowledge of capital markets and treasury products including equities futures options FX debt and fixed income. Candidates will need excellent communication interpersonal analytical and problem solving skills. English and Cantonese language skills are essential candidates with Mandarin skills are preferred. BR

This position, Equity Derivatives Compliance Manager Leading International Investment Bank in Hong Kong, was posted on January 15, 2012. The job is located in Hong Kong. Since this job has been published, it has been viewed 37 times.